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Compliance documents, customer servicing forms and investor information.
Compliance Documents
5 files
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KYC Form
Know Your Customer registration form
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PMLA Policy
Prevention of Money Laundering policy
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Inactive Client Policy
Policy for inactive client accounts
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Customer Copy
Customer documentation copy
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Client Registration Documents in Vernacular Language
NSE client-registration documents
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Customer Servicing Forms
4 files
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SP Modification
Account modification form
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SP Closure
Account closure form
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Primary DP Letter
Primary depository-participant letter
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Nomination Form
Account nomination form
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Investor Charter
1 file
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Investor Charter – Stock Broker
Investor rights, services and grievance mechanisms
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